Promoting Information in the Marketplace for Financial Services : Financial Market Regulation and International Standards /
This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, wit...
保存先:
| 主要な著者: | , |
|---|---|
| 団体著者: | |
| フォーマット: | eBook |
| 言語: | English |
| 出版事項: |
Cham :
Springer International Publishing : Imprint: Springer,
2015.
|
| 主題: | |
| オンライン･アクセス: | Click here to view the full text content |
| タグ: |
タグ追加
タグなし, このレコードへの初めてのタグを付けませんか!
|
目次:
- Chapter 1: Introduction - Promoting Information
- Chapter 2: Disclosure of Financial and Non-Financial Information in the Marketplace
- Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information is Provided?
- Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity
- Chapter 5: The Failure of Industry Licensing to Keep the Market Informed - Obligation to Provide Financial Services 'Efficiently, Honestly and Fairly'
- Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets
- Chapter 7: Stock Exchanges and the Promotion of Information
- Chapter 8: Towards Principles-Based Regulation.