Promoting Information in the Marketplace for Financial Services : Financial Market Regulation and International Standards /
This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, wit...
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| Main Authors: | , |
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| 企业作者: | |
| 格式: | 电子书 |
| 语言: | English |
| 出版: |
Cham :
Springer International Publishing : Imprint: Springer,
2015.
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| 在线阅读: | Click here to view the full text content |
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书本目录:
- Chapter 1: Introduction - Promoting Information
- Chapter 2: Disclosure of Financial and Non-Financial Information in the Marketplace
- Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information is Provided?
- Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity
- Chapter 5: The Failure of Industry Licensing to Keep the Market Informed - Obligation to Provide Financial Services 'Efficiently, Honestly and Fairly'
- Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets
- Chapter 7: Stock Exchanges and the Promotion of Information
- Chapter 8: Towards Principles-Based Regulation.